CSA'S CFRs ON SUITABILITY, KYC, KYP (IIROC, 0.5 CM, Cycle 9, ID#22-0966C)
How These Regulatory Obligations "Fit" Together
Course Summary
Find the new CFRs "puzzling"? This course teaches registrants about their obligations under the second phase of CSA's Client Focused Reforms focused on Suitability, Know-Your-Client (KYC) and Know-Your-Product (KYP) and how these pieces "fit" together. Accredited by CIRO and Certificate of Completion provided.
Course Curriculum
Course Pricing
Courses Under 1 hour
$100 CAD
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Pricing for accredited course under 1 hour. Includes Certificate of Completion.
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