OLDER & VULNERABLE CLIENTS (CIRO, 0.75 CM, Cycle 9, ID#23-0761C)

NI 31-103 Ongoing Registrant Obligations: Protecting the "Tree of Life"

Course Summary

You're the Owl and you're responsible to protect the Tree of Life, the older and vulnerable client. Explore ongoing registrant obligations to better protect older and vulnerable clients. You will learn about a registrant's obligations to older and vulnerable clients and how to identify red flags of abuse. Accredited by CIRO and Certificate of Completion provided.


Course Curriculum

Comply With Me

Compliance education shouldn't leave you needing a vacation! We deliver accredited understandable and interesting learning content to the securities and banking industries.

John Smith

Developer

Highly Recommended Course. Easy to Understand, Informative, Very Well Organized. The Course is Full of Practical and Valuable for Anyone who wants to Enhance their Skills. Really Enjoyed it. Thank you!!

Course Pricing

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Courses Under 1 hour

$100 CAD

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