Who Is Who in Nature's Zoo (Accreditation CIRO Cycle 10 pending)
Intro to Securities Regulation
Course Summary
The Canadian Securities landscape is not static but constantly evolving to address new technologies, market trends, and emerging risks. Our free foundational course provides an opportunity for registrants to revisit core concepts and see how they're being applied in today's regulatory environment – to do this, we take you deep into the Serengeti and explain ‘who is who’ in nature’s zoo. Even experienced registrants can benefit from a review of these concepts reinforcing core principles and keeping you current on evolving regulatory expectations and changes.
Corporate purchasers, contact us at firstclass@complywithme.ca for more information.
Course Curriculum
Comply With Me
Compliance education shouldn't leave you needing a vacation! We deliver accredited understandable and interesting learning content to the securities and banking industries.
